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Investment Advisers Act of 1940 : ウィキペディア英語版 | Investment Advisers Act of 1940 The Investment Advisers Act of 1940, codified at through , is a United States federal law that was created to regulate the actions of investment advisers (also spelled "advisors") as defined by the law. It is the primary source of regulation of investment advisers and is administered by the U.S. Securities and Exchange Commission.〔Lemke and Lins, ''Regulation of Investment Advisers'' (Thomson West, 2014 ed.).〕 ==Overview== The law provides in part:
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